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Compliance Specialist – Amsterdam

Radix Trading
🇳🇱AmsterdamMediorFull-timePosted September 29, 2023

About the Role

This role involves strengthening the Compliance function within a fast-paced proprietary trading environment at a firm regulated by the AFM and DNB. You will participate in internal and external communication with partners and vendors regarding business compliance and trading operations, working directly with Execution Trading, Business, and DevOp teams to design and optimize compliance tools and processes. The position requires providing regulatory insight and analysis specific to the Netherlands, supporting the design and maintenance of compliance frameworks, monitoring regulatory developments, and conducting ongoing compliance monitoring and internal control assessments.

Requirements

  • Approximately 3 years of professional experience at AFM or DNB, ideally within market supervision, prudential supervision, or conduct oversight
  • Good knowledge of the Dutch and EU financial regulatory landscape, including MiFID II, MAR, DORA and prudential supervision frameworks
  • Ability to assess regulatory requirements and their impact on the firm's existing business and potential new business ventures
  • Ability to conduct gap analysis and assessment of the compliance program
  • Experience with trading venues, market structure, algorithmic trading, or derivatives markets is a plus
  • Analytical skills, sound judgment, and the ability to interpret regulatory expectations in a practical manner