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Posted November 6, 2026

Compliance Officer

Virtu Financial

Category:Legal & Compliance

Location:Singapore

Seniority
Medior
Employment type
Full-time

Requirements

  • Bachelor’s Degree or Commensurate Experience.
  • 0-5 years of experience with a financial services firm, Fin-Tech, regulator, audit firm, consulting firm or commensurate experience.
  • Strong communication and interpersonal skills.
  • Self-starter and team player who is comfortable working in a fast-paced environment and a relatively flat organization.
  • Familiarity with equities, options, fixed income, currency, commodities, futures, fx, swaps and forwards, crypto currencies.

Nice to have

  • Post-Graduate Degree a Plus.
  • Knowledge of broker-dealer regulation, including securities and commodities laws, agency/client trading, the SFC, ASIC or MAS’ capital markets regulations and guidance a plus.
  • Knowledge of computer programming languages, database administration, and network architecture to assist with matters such as trade reviews and gathering data a plus.
  • Trading and back-office experience a plus.

About the role

The Virtu Legal and Compliance team is looking for a self-driven Compliance Officer to join the team. The Compliance Officer will play an important role in shaping Virtu's Compliance function through innovation, analytical thinking and a desire to improve upon existing processes. This role will require interest and ability to work across several Compliance areas, manage multiple deadlines and interact with internal and external stakeholders.

The Compliance Officer works closely with business functions to provide advice, conduct surveillance, investigate issues and develop sustainable program enhancements. The ideal candidate will be an exceptional communicator who will serve as the face of the Compliance team both internally and externally and is comfortable working directly with all levels of management. A successful candidate will be a person who identifies issues and creates solutions without rigid direction or fanfare. The candidate will be a highly motivated and tenacious individual, with a proven ability to take initiative, working both independently and within a team.

Responsibilities

  • Works closely with key stakeholders in the business, operations, risk, technology and finance teams to ensure robust compliance policies and procedures are in place.
  • Perform surveillance and supervisory reviews.
  • Conduct AML due diligence and respond to AML/KYC inquiries from third parties
  • Respond to regulator and exchange inquiries by gathering data, conducting stakeholder interviews and performing analyses to inform a narrative response.
  • Perform regulatory review and reporting
  • Propose compliance innovation initiatives with a focus on greater automation and increased efficiency.
  • Communicate with regulators and other external parties (verbal and written) in connection with inquiries, exams, rule-making initiatives and outreach

Skills

computer programming languages · database administration · network architecture